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Regulation

regulation

16 July 2015 • By Aleks Vickovich • 1 min read

Clinton hints at Wall Street crackdown

US presidential candidate Hillary Clinton has indicated her administration would embark on a fresh bout of financial services industry reforms that go ...

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Former director sentenced for insider trading

The former director of Northern Star Resources has been sentenced to two years and nine months jail, fully suspended, for insider trading

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Australian banks not 'unquestionably strong', says APRA

The big Australian banks are well capitalised in comparison to their international peers, but APRA has hinted capital ratios will need to be raised ...

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Liquidator appointed to boutique investment bank

ASIC has successfully applied to the Federal Court of Australia for a liquidator to be appointed for ASX-listed boutique investment bank Sino ...

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Website scam costs investors $2.4 million

Australian investors have sent at least $2.4 million to a bogus Dubai-based investment company operating a fake website, according to Western ...

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APRA 'misguided' on cloud computing

The prudential regulator's new approach to cloud computing has been labelled as "nonsense" by fintech firm PractiFI. APRA released an information ...

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Banks warned on financial benchmarks

A new ASIC report has "encouraged" the banks to review their approach to financial benchmarks lest further "conduct issues" occur in the future

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Governance Institute backs ID number for directors

The Governance Institute of Australia has backed the Productivity Commission's proposed director identification number (DIN) as a means to reduce ...

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ASIC finalises Interactive Brokers EU

US-based online brokerage firm Interactive Brokers has refunded $1.5 million in fees and commission payments to its Australian retail margin lending ...

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Investment Manager Regime receives royal assent

With the Investment Manager Regime (IMR) finally passing into law, foreign fund managers must determine whether they qualify for a tax concession in ...

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